Execution Quality Reports

605 Reports

The Securities and Exchange Commission adopted Rule 605 of Regulation NMS to improve public disclosure of order execution practices.

SEC Rule 605

https://www.sec.gov/rules/final/34-43590.htm.

SEC’s Rule 605 Frequently Asked Questions

http://www.sec.gov/interps/legal/slbim12a.htm.

Monthly Rule 605 reports for JNST.

2019 May Jun Jul Aug Sep Oct Nov

Monthly Rule 605 reports for JSJX.

2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov

606 Reports

The Securities and Exchange Commission adopted Rule 606 of Regulation NMS to improve public disclosure of order routing practices.

Please click the link below to access the JSES quarterly Rule 606 report.

Q2 2018
Q3 2018
Q4 2018
Q1 2019
Q2 2019
Q3 2019

Additionally, JSES will disclose to any client, upon request, the identity of the venue to which the customer’s orders were routed for execution in the six months prior the request. To request order routing information, please contact your relationship manager.