Execution Quality Reports
605 Reports
The Securities and Exchange Commission adopted Rule 605 of Regulation NMS to improve public disclosure of order execution practices.
SEC Rule 605
https://www.sec.gov/rules/final/34-43590.htm.
SEC’s Rule 605 Frequently Asked Questions
http://www.sec.gov/interps/legal/slbim12a.htm.
Monthly Rule 605 reports for JNST.
2019 May Jun Jul Aug Sep Oct Nov Dec
2020 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
2021 Jan Feb Mar Apr May Jun Jul Aug
Monthly Rule 605 reports for JSJX.
2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
606 Reports
The Securities and Exchange Commission adopted Rule 606 of Regulation NMS to improve public disclosure of order routing practices.
Please click the link below to access the JSES quarterly Rule 606 report.
Q2 2018
Q3 2018
Q4 2018
Q1 2019
Q2 2019
Q3 2019
Q4 2019
Q1 2020
Q2 2020
Q3 2020
Q4 2020
Q1 2021
Q2 2021
Additionally, JSES will disclose to any client, upon request, the identity of the venue to which the customer’s orders were routed for execution in the six months prior the request. To request order routing information, please contact your relationship manager.