Execution Quality Reports

605 Reports

The Securities and Exchange Commission adopted Rule 605 of Regulation NMS to improve public disclosure of order execution practices.

SEC Rule 605

http://www.sec.gov/rules/final/34-43590.htm.

SEC’s Rule 605 Frequently Asked Questions

http://www.sec.gov/interps/legal/slbim12a.htm.

 

Please click the link below to access the JX monthly Rule 605 report.

July 2017

June 2017

May 2017

606 Report

Jane Street Execution Services (JSES) is currently exempt from the public posting requirement of SEC Regulation NMS Rule 606, under the de minimis exemption. This exemption is available to broker-dealers that have routed on average 500 or fewer customer orders in covered securities per month during the preceding calendar quarter.

JSES will disclose to any client, upon request, the identity of the venue to which the customer’s orders were routed for execution in the six months prior the request. To request order routing information, please contact your relationship manager.

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