Execution Quality Reports
605 Reports
The Securities and Exchange Commission adopted Rule 605 of Regulation NMS to improve public disclosure of order execution practices.
SEC Rule 605
https://www.sec.gov/rules/final/34-43590.htm.
SEC’s Rule 605 Frequently Asked Questions
http://www.sec.gov/interps/legal/slbim12a.htm.
Please click the link below to access the JX monthly Rule 605 report.
606 Reports
The Securities and Exchange Commission adopted Rule 606 of Regulation NMS to improve public disclosure of order routing practices.
Please click the link below to access the JSES quarterly Rule 606 report.
Additionally, JSES will disclose to any client, upon request, the identity of the venue to which the customer’s orders were routed for execution in the six months prior the request. To request order routing information, please contact your relationship manager.