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Execution Quality Reports

605 Reports

Disclosure of SEC-Required Order Execution Information

The Securities and Exchange Commission adopted Rule 605 of Regulation NMS to improve public disclosure of order execution practices.

SEC Rule 605

https://www.sec.gov/rules/final/34-43590.htm.

SEC’s Rule 605 Frequently Asked Questions

http://www.sec.gov/interps/legal/slbim12a.htm.

Monthly Rule 605 reports for JNST.

2019 May Jun Jul Aug Sep Oct Nov Dec

2020 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

2021 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

2022 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

2023 Jan

Monthly Rule 605 reports for JSJX.

2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

2020 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

2021 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov (revised) Dec (revised)

2022 Jan (revised) Feb (revised) Mar Apr May Jun Jul Aug Sep Oct Nov Dec

2023 Jan

606 Reports

The Securities and Exchange Commission adopted Rule 606 of Regulation NMS to improve public disclosure of order routing practices.

Please click the link below to access the JSES quarterly Rule 606 report.

Q2 2018
Q3 2018
Q4 2018
Q1 2019
Q2 2019
Q3 2019
Q4 2019
Q1 2020
Q2 2020
Q3 2020
Q4 2020
Q1 2021
Q2 2021
Q3 2021
Q4 2021
Q1 2022
Q2 2022
Q3 2022
Q4 2022

Additionally, JSES will disclose to any client, upon request, the identity of the venue to which the customer’s orders were routed for execution in the six months prior the request. To request order routing information, please contact your relationship manager.

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Jane Street is an Equal Opportunity Employer

© 2023 Jane Street Group, LLC. All rights reserved. Services are provided in the U.S. by Jane Street Capital, LLC and Jane Street Execution Services, LLC, each of which is a SEC-registered broker dealer and member of FINRA (www.finra.org). Regulated activities are undertaken in Europe by Jane Street Financial Limited, an investment firm authorized and regulated by the U.K. Financial Conduct Authority, and Jane Street Netherlands B.V., an investment firm authorized and regulated by the Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten), and in Hong Kong by Jane Street Hong Kong Limited, a regulated entity under the Hong Kong Securities and Futures Commission (CE No. BAL548). Each of these entities is a wholly owned subsidiary of Jane Street Group, LLC. This material is provided for informational purposes only and does not constitute an offer or solicitation for the purchase or sale of any security or other financial instrument.|Jane Street and the concentric circle mark are registered trademarks of Jane Street.